- securities, regulatory, law
- droit m réglementaire sur les valeurs mobilières
English-French legislative terms. 2015.
English-French legislative terms. 2015.
China Securities Regulatory Commission — CSRC redirects here. For other uses, see CSRC (disambiguation). China Securities Regulatory Commission 中国证券监督管理委员会 Agency overview Formed 1992 Jurisdiction People s Republic of China Headquarters … Wikipedia
Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… … Law dictionary
Securities Industry and Financial Markets Association — (SIFMA) USA SIFMA is a securities industry trade association that represents the interests of securities firms, banks, US registered broker dealers and asset managers. SIFMA represents its members on regulatory and legislative issues that impact… … Law dictionary
Securities Exchange Act of 1934, as amended — (Exchange Act) USA The federal statute regulating reporting obligations of reporting companies, tender offers, certain trading practices, insider trading and the registration and conduct of broker dealers. The SEC requires that public companies… … Law dictionary
Securities and Investment Board — (SIB) The former regulatory authority for investment business under the Financial Services Act 1986. The Financial Services Authority (FSA) replaced the SIB. FSA website … Law dictionary
Regulatory economics — is the economics of regulation, in the sense of the application of law by government that is used for various purposes, such as centrally planning an economy, remedying market failure, enriching well connected firms, or benefiting politicians… … Wikipedia
International Organization of Securities Commissions — (IOSCO) USA An international organization that comprises securities regulators from more than 100 jurisdictions across the world. Its membership regulates over 90% of the world s securities markets and IOSCO provides an international cooperative… … Law dictionary
Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… … Wikipedia
Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters … Wikipedia
Regulatory Affairs — (RA), also called Government Affairs, is a profession within regulated industries, such as pharmaceuticals, medical devices, energy, and banking. Regulatory Affairs also has a very specific meaning within the healthcare industries… … Wikipedia
Law of the People's Republic of China — is the legal regime of the People s Republic of China, with the separate legal traditions and systems of Mainland China, Hong Kong, and Macau. Between 1954 and 1978, there was not very much effort within the People s Republic of China to create a … Wikipedia